AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Bates & Company, Inc.
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Hall County Government
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Regional Vice President of Sales The Retirement Plan Company
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Compass
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Loan & Distribution Specialist AimPoint Pension
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Webinars and Podcasts |
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Conferences (In-Person or Virtual) |
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Navigating and Preparing for a DOL Audit: What Plan Sponsors Need to KnowALI CLE [American Law Institute Continuing Legal Education] |
Aug. 24, 2021 Recorded Online Webinar |
It’s the gift that no plan sponsor wants to receive: a notice of an audit by the Department of Labor (DOL). While audits can be at random, they can also result from employee complaints or inaccuracies in a Form 5500. Because the plan sponsor is tasked with both keeping the plan in compliance and acting in the best interests of their participants, it is also the accountable party for responding to and handling the audit. What happens when the audit notice arrives? Are there triggers that could have helped you avoid the audit in the first place? How long will the investigation last? What kinds of penalties may be involved? Don’t miss this valuable opportunity for insights on these important issues and much more, and be ready if and when your client receives an audit notice. What You Will Learn Topics include:
Questions submitted during the program will be answered live by the faculty. All registrants will receive a set of downloadable course materials to accompany the program. Faculty:
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