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Fiduciary Update

ASC

Apr. 28, 2022
Recorded Online
Webinar

John P. Griffin, J.D., LL.M. provides an update on recent developments relating to ERISA fiduciary responsibilities and liability.

The Department of Labor (DOL) and courts have been active in the fiduciary area over the past year. Third party administrators and other qualified retirement plan service providers, even if not fiduciaries, need to understand the current fiduciary issues.

In this 2-hour CE webcast, John P. Griffin J.D., LL.M. will discuss the following topics:

  • Who are fiduciaries and what are their general responsibilities and liabilities
  • Taking on fiduciary duties as an ERISA §3(16) plan administrator or pooled plan provider
  • "Hot" fiduciary topics
    • Missing participants
    • Cybersecurity
    • ESG and cryptocurrency investments
    • Investment advice prohibited transaction exemption
    • Plan document provisions to limit exposure
  • DOL fiduciary correction program

More Information, How to Register

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