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PTE 2020-02 Obituaries: Mistakes and Misunderstandings (Part 1: Rollovers)

Faegre Drinker

Apr. 27, 2022
Recorded Online
Webinar

The U.S. Department of Labor has expanded its interpretation of the ERISA and Code regulatory definitions of non-discretionary fiduciary investment advice. Please join us for the first webinar in this series where Faegre Drinker attorneys will discuss the re-interpretation and best practices in navigating it. 

During this first webinar we will discuss:

  • Application and timing of the fiduciary interpretation
  • The expanded re-interpretation of ERISA and Code definitions
  • Compliance challenges with conditions
  • DOL guidance on rollover recommendations
  • Factors financial institutions should consider in their disclosures

More Information, How to Register

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