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Safe Harbor Plans


May 11, 2023
Recorded Online

While a safe harbor 401(k) plan has become a very popular plan design for many plan sponsors, the rules are not always straight-forward. A number of "gotchas" can trip up plan sponsors and practitioners. In addition, SECURE 2.0 raises new issues and concerns.

In this two-hour CE webcast, John Griffin, JD, LLM will discuss the rules applicable to safe harbor 401(k) plans and the many compliance "gotchas" that plan sponsors and practitioners should know. Topics will include:

  • What is (and what is not) a safe harbor 401(k) plan?
  • Why an employer may (or may not) want to have a safe harbor 401(k) plan
  • Rules for "traditional" safe harbor 401(k) plans
  • Rules for qualified automatic contribution arrangements (QACAs)
  • Special issues for safe harbor 401(k) plans
  • Other things to keep in mind regarding safe harbor 401(k) plans
  • Miscellaneous safe harbor plan questions and answers

Presenter Info:

Industry expert and ERISA attorney, John Griffin, J.D., LL.M., has over 35 years' experience in the employee benefits field, including training and consulting with top firms in the industry.

More Information, How to Register

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