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First Look: The DOL’s New Retirement Security Rule


Nov. 21, 2023
2:00 p.m. ET

In this session, Blaine Aikin and Duane Thompson will share their thoughts on the newly announced DOL “Retirement Security Rule” (i.e. Fiduciary Rule) and provide insights into what it means for investment fiduciaries.

With the newest proposed rulemaking now available for review and comment, it will be crucial for advisors and financial professionals to understand the high-level implications of why the DOL proposed this rule, how it compares to the existing definition of a fiduciary, and similarities/differences to other regulations such as RegBI, PTE 2020-02 and PTE 84-24.

Join us to learn the latest thinking to better understand what this means for yourself, your practice, and your clients. This session will be submitted for one (1) hour of CE credit for Fi360, IWI, and CFP Board Designations.

Learning Objectives:

By the end of the session, attendees will be able to…

  1. Understand what is contained in the newly proposed DOL “Retirement Security Rule”.
  2. See how the proposed rule impacts investment fiduciaries.
  3. Understand the timeline and next steps for how the rule could be implemented.
  4. Determine next steps for retirement and individual clients.

More Information, How to Register

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