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View More Foreside Webcasts and Conferences

The Fiduciary Rule Rides Again


Nov. 10, 2021
Recorded Online

As the timeline to comply with the DOL's Fiduciary Rule (DOL PTE 2020-02) creeps closer, we know it can be a complex and confusing time. Now more than ever, it is imperative to ensure your firm complies with the rule. Acting in the client's best interest, reasonable compensation, and disclosure to retirement investors are only a handful of topics relevant to this discussion. 

Join Foreside and The Wagner Law Group for a discussion around the DOL's Fiduciary Rule, including:

  • The DOL's new interpretation of the term fiduciary and how it affects investment advisors that provide rollover advice
  • The criteria investment professionals should be looking at when making rollover recommendations
  • Suggestions on how investment advisors can comply with Impartial Conduct Standards Recommendations for policies and procedures to adopt and comply with the exemption
  • Practical advice for dealing with imminent or potential deferral of deadline date for compliance

More Information, How to Register

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