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2004 U.S. Investor Perception Study: What Investors Should Know About Investor Protections
401kHelpCenter.com Link to more items from this source
Nov. 23, 2004
Excerpt: The TD Waterhouse 2004 Investor Perception Study examined investor awareness, expectation, concern and impact around the unequal levels of investor protection provided by stockbrokers and investment advisors offering fee-based financial advice. In particular, the study sought to gauge: The relevance of unequal levels of investor protection around fee-based financial advice; Whether investors understand that different levels of investor protection exist for the same services[.]

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