Compass
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Bates & Company, Inc.
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Regional Vice President of Sales The Retirement Plan Company
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Recent Guidance of Interest to Employee Benefit Plan Service Providers and Administrators (PDF)
Eversheds Sutherland Mar. 23, 2005 8 pages. Excerpt: The SEC's final regulations on redemption fees indirectly impose requirements on plan intermediaries, including plan administrators. Proposed regulations and a prohibited transaction class exemption issued by the DOL provide a solution to the dilemma of what to do with an 'abandoned plan.' Finally, the DOL's most recent advisory opinion clarifies the information that must be disclosed on Schedule A to the annual report for employee benefit plans (Form 5500). |
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