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SPARK Institute Comments on Proposed Investment Advice Regulation (PDF)
SPARK Institute Link to more items from this source
[Opinion]
Apr. 30, 2010

4 pages. "Overall, we maintain our neutral position with respect to the Proposed Rules, except for one significant exception related to certain new concepts that were included.... The SPARK Institute is concerned about additions to the Proposed Rules that dictate what criteria an investment adviser and plan fiduciary can consider in connection with making investment recommendations.... The SPARK Institute urges EBSA not to undertake defining concepts of 'generally accepted investment theory.' "

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