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Compass
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Financial Planning Coalition Urges Improvement to Investment Adviser Oversight
Certified Financial Planner Board of Standards, Financial Planning Association and the National Association of Personal Financial Advisors [Opinion] May 19, 2013 "There is widespread agreement on the need to provide greater protection to American investors from financial fraud. The adoption of a fiduciary standard that includes broker-dealers when providing personalized investment advice would help restore and strengthen public trust in financial advisers -- both investment advisers and broker-dealers. Any legislation that creates additional obstacles to SEC rulemaking could needlessly delay or weaken critical investor protection measures such as the fiduciary standard, however unintentionally." |
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