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Financial Planning Coalition Urges Improvement to Investment Adviser Oversight
Certified Financial Planner Board of Standards, Financial Planning Association and the National Association of Personal Financial Advisors Link to more items from this source
[Opinion]
May 19, 2013

"There is widespread agreement on the need to provide greater protection to American investors from financial fraud. The adoption of a fiduciary standard that includes broker-dealers when providing personalized investment advice would help restore and strengthen public trust in financial advisers -- both investment advisers and broker-dealers. Any legislation that creates additional obstacles to SEC rulemaking could needlessly delay or weaken critical investor protection measures such as the fiduciary standard, however unintentionally."

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