Bates & Company, Inc.
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Compass
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Regional Vice President of Sales The Retirement Plan Company
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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SEC's White: No Time Frame for a Fiduciary Standard
FinancialPlanning; free registration required Nov. 12, 2013 "[SEC Chairman Mary Jo] White said that she had assigned agency resources to determining whether a uniform standard should apply to all advisors ... One concern ... was establishing some 'clear guideposts' around what constituted a conflict of interest for brokers if they were acting under a fiduciary standard. 'Just because there are commissions [being paid] does not mean that there are conflicts of interest or that it is a violation of the fiduciary duty,' White said." |
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