Subscribe (Free) to
Daily or Weekly Newsletters
Post a Job

Featured Jobs

Regional Vice President of Sales

The Retirement Plan Company
(Remote / AL / FL / GA / MS)

The Retirement Plan Company logo

Retirement Plan Administrator

Bates & Company, Inc.
(Remote / Winter Park FL)

Bates & Company, Inc. logo

Business Development Director

AimPoint Pension
(Remote / Pompano Beach FL / AL / GA)

AimPoint Pension logo

Loan & Distribution Specialist

AimPoint Pension
(Remote)

AimPoint Pension logo

Defined Benefit Combo Cash Balance Compliance Consultant

Loren D. Stark Company (LDSCO)
(Remote)

Loren D.  Stark Company (LDSCO) logo

Director of 3(16) Operations

Compass
(Remote / NH / Hybrid)

Compass logo

View More Employee Benefits Jobs

Free Newsletters

“BenefitsLink continues to be the most valuable resource we have at the firm.”

-- An attorney subscriber

Mobile app icon
LinkedIn icon     Twitter icon     Facebook icon

DOL Fiduciary Rule Proposal: Specific Questions to Consider
Ron A. Rhoades, JD, CFP Link to more items from this source
[Opinion]
May 18, 2015
"[1] How can higher-cost, similar products be justified? ... [2] How can bonuses be awarded? ... [3] Changing the relationship between [broker-dealer] and [registered representative]? ... [4] Are [Variable Annuities] and [Equity-Indexed Annuities] more likely to be recommended in IRA accounts? ... [5] How is a one-time high commission amount 'reasonable'? ... [6] Fixed annuity, [equity-indexed annuity] fee/cost determinations.... [7] Less commissions, more 12b-1 fees? ... [8] Does the [best interest contract exemption] meet the requirements for a [prohibited transaction exemption]?"

Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title).
An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above).
© 2024 BenefitsLink.com, Inc.