Regional Vice President of Sales The Retirement Plan Company
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Compass
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Loan & Distribution Specialist AimPoint Pension
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AimPoint Pension
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Bates & Company, Inc.
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Did the Fifth Circuit Kill the DOL Fiduciary Rule?
Ferenczy Benefits Law Center Mar. 20, 2018 "At the very least, the decision means that neither the DOL nor private individuals can enforce these regulations in the courts located in the 5th Circuit. However, ... other courts, most particularly the 10th Circuit Court of Appeals ... which acted two days before the 5th Circuit -- have upheld the Fiduciary Rules.... If you are located within the 5th Circuit, you may want to refrain from relying on the level compensation exemption for rollover advice if you are a fiduciary to the plan." |
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