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Posted

I was just made aware that the 2016 5500 filings for our plans failed to include the audited financial reports. The reports were done on time but the wrong attachments were uploaded to EFAST. 

No notice was received from the DOL, as of yet, but I would like to get this corrected as soon as possible. 

Do I amend the filings via EFAST or is there another more efficient way?

Posted

Amend through EFAST.  Hard to imagine anything could possibly be more efficient.

Posted

EFAST will not give you a notice if the attachment you attached was attached as an Accountant's Opinion.  While there is an attachment validation for every attachment received by EFAST, it is a machine validation for certain parameters.  It would take a human to determine that your attachment was not what it was presented as.  Don't think human reviews do not happen, they do.

There is no other option than to file amended filings with EFAST.

Kristina

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