"Participant is allowed to defer more than the 10% limit that the plan allows. Not catchup eligible. Per EPCRS, and Excess Allocation arising from a deferral must be distributed to the participant. What 1099-R code is used on that distribution?"

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"I'm drafting a Self Correction Plan (SCP) to correct insignificant operational failures for an ESOP and looking to see if anyone has a sample (redacted?) document they're willing to share. Also looking for a robust article on SCPs -- its history and recent changes (including Rev. Proc. 2019-19). Willing to pay if needed."

"Could you help me understand two questions with regard to health insurance plans? [1] Should premiums for covered family members be counted in the premiums paid to insurers? [2] Should covered family members be counted in the number of participants?"

"If a plan (under 100 participants) has a custom fund, and all assets within that fund are 'Eligible Plan Assets' as defined in the Form 5500 instructions, would they still be able to file the 5500-SF? Or would they be required to file Schedule I?"

"A participant had a medical expense about 3 years ago. He has not paid the bill and it's now in collections. Can he request a hardship distribution request for this expense?"

"I am preparing a Form 5500-SF for a 401k plan with only 47 participants. The asset platform provided information for Schdule D & C. I know I don't need to attach a Schedule C, but I am second guessing about whether I need to prepare and attach the Schedule D to the 5500-SF."