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Standard & Poor's Retirement Services Receives P.T. Exemption from DOL
Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL] Link to more items from this source
Aug. 15, 2000
From an S&P press release: In offering its range of [Internet-based investment recommendation] services to plans and their participants, Standard & Poor's works with plan providers that often sponsor-- and receive fees arising out of-- investments offered in the plan. As a result, a question arose as to whether Standard & Poor's contractual arrangements with these types of plan providers might, in some cases, be considered transactions that are prohibited under ERISA.

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