Carpenter Morse Group |
Compass Retirement Consulting Group, Inc. |
Central Pension Fund of the IUOE |
Trucker Huss, A Professional Corporation |
Bates & Company |
United 401(k) Plans, Inc. |
Nicholas Pension Consultants |
Retirement Plan Relationship Manager ERISA Services, Inc. |
DPS Retirement Plan Consultant EPIC Retirement Plan Services |
Benefit Associates, Inc. |
Nova 401(k) Associates |
Defined Benefit Calculation Specialist/Actuary The Angell Pension Group, Inc. |
Retirement Plan Legal Specialist Pentegra |
Prime Pensions, Inc. |
Central Pension Fund of the IUOE |
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SEC and DOL Rules on Insider Trading During Blackout Periods (PDF) Pillsbury Winthrop LLP ![]() Dec. 12, 2002 5 pages; Dec. 9, 2002. Excerpt: In this Client Alert, we will examine (1) the Proposed Rules issued by the Securities and Exchange Commission (SEC), which clarify the application of Section 306(a) of the [Sarbanes-Oxley] Act, and (2) the Interim Final Rules adopted by the Department of Labor (DOL), which provide guidance on the timing and content of the notice required under Section 306(b) of the Act. |
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