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Text of Final Reg Prohibiting Use of Brokerage Commissions To Finance Distribution (PDF)
U.S. Securities and Exchange Commission [SEC] Link to more items from this source
[Official Guidance]
Sept. 9, 2004
8 pages. Excerpt: The amended rule prohibits funds from paying for the distribution of their shares with brokerage commissions. The amendments are designed to end a practice that poses significant conflicts of interest and may be harmful to funds and fund shareholders.

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