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GAO Report: Mutual Fund Trading Abuses -- Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
U.S. Government Accountability Office [GAO]Link to more items from this source
Apr. 22, 2005
52 pages. "[T]his report [1] identifies the reasons that SECdid not detect the abuses at an earlier stage and the lessons learned in not doing so, and [2] assesses the steps that SEC has taken to strengthen its mutual fund oversight program and improve mutual fund company operations." [GAO-05-313, published Apr. 20, 2005, released Apr. 22, 2005]

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