Subscribe (Free) to
Daily or Weekly Newsletters
Post a Job

Featured Jobs

DC Plan Consultant/Administrator

Dynamic Pension Services, Inc.
(Remote / Dayton OH)

Dynamic Pension Services, Inc. logo

Pension Manager

Trane Technologies
(Davidson NC / Hybrid)

Trane Technologies logo

Defined Contribution Account Manager with a Life!

Nova 401(k) Associates

Nova 401(k) Associates logo

Business Development Director

AimPoint Pension Group
(Remote / Pompano Beach FL)

AimPoint Pension Group logo

Distribution Reviewer

Nova 401(k) Associates

Nova 401(k) Associates logo

View More Employee Benefits Jobs

Free Newsletters

“BenefitsLink continues to be the most valuable resource we have at the firm.”

-- An attorney subscriber

Mobile App image
LinkedIn icon    Twitter icon    Facebook icon

<< Previous news item   |   Next news item >>

GAO Report: Mutual Fund Trading Abuses -- Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
U.S. Government Accountability Office [GAO]Link to more items from this source
Apr. 22, 2005
52 pages. "[T]his report [1] identifies the reasons that SECdid not detect the abuses at an earlier stage and the lessons learned in not doing so, and [2] assesses the steps that SEC has taken to strengthen its mutual fund oversight program and improve mutual fund company operations." [GAO-05-313, published Apr. 20, 2005, released Apr. 22, 2005]

Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the link above).
An important word about authorship: BenefitsLink® is providing a hypertext link to the item shown above, but is not the author of the item (unless otherwise specified).
© 2023, Inc.