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SEC Proposal Looks to Place Recordkeepers—and Plan Sponsors—between a Rock and a Hard Place
PLANSPONSOR; free registration may be required Link to more items from this source
June 19, 2006
Excerpt: An amendment to a rule proposed by the US Securities and Exchange Commission (SEC) to curtail the type of market-timing investments that rocked the mutual fund industry three years ago is likely to have a potentially costly and injurious impact on the 401(k) industry. Known as Rule 22c-2, the amendment would place complex and time-consuming reporting burdens on 401(k) service providers -- and could wind up spilling over into plan sponsor pockets.

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