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9/29/2006: SEC Adopts Amendments to Rule 22c-2 (PDF) (Morgan Lewis)
2 pages. Excerpt: The SEC noted that it is up to each fund to determine how often to request information from intermediaries. In addition, the SEC stated that, under appropriate circumstances, a fund could reasonably conclude that an intermediary's frequent trading policies sufficiently protect fund shareholders and could therefore defer to the intermediary's policies with adequate prospectus disclosure.
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