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Text of EBSA's Interim Final Rule on Statutory Exemption for Cross-Trading of Securities by Plans
Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL] Link to more items from this source
Feb. 12, 2007
Excerpt: SUMMARY: This document contains an interim final rule that implements the content requirements for the written cross-trading policies and procedures required under section 408(b)(19)(H) of [ERISA, as amended by the] Pension Protection Act of 2006 [which] amended section 408(b) of ERISA by adding a new subsection (19) that exempts the purchase and sale of a security between a plan and any other account managed by the same investment manager if certain conditions are satisfied.

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