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SEC Will Begin to Scrutinize Risks Related to Retirement Investment Products
Workforce Management; free registration required Link to more items from this source
Oct. 30, 2009
Excerpt: The Securities and Exchange Commission will begin scrutinizing products related to retirement investing. 'Issues related to disclosure, product development and marketing for retirement products will be areas of focus in the coming year at the SEC,' Securities and Exchange Commission Chairman Mary Schapiro said at the Securities Industry and Financial Markets Association's annual meeting in New York on Tuesday, October 27. Responsibility for identifying potential risks related to investing in those products will fall primarily on the SEC's newly formed division of risk, strategy and financial innovation. That unit, which was formed last month, combined the agency's office of economic analysis and its risk assessment division.

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