Loan & Distribution Specialist AimPoint Pension
|
Compass
|
AimPoint Pension
|
Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
|
Bates & Company, Inc.
|
Regional Vice President of Sales The Retirement Plan Company
|
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
SEC Will Begin to Scrutinize Risks Related to Retirement Investment Products
Workforce Management; free registration required Oct. 30, 2009
Excerpt: The Securities and Exchange Commission will begin scrutinizing products related to retirement investing. 'Issues related to disclosure, product development and marketing for retirement products will be areas of focus in the coming year at the SEC,' Securities and Exchange Commission Chairman Mary Schapiro said at the Securities Industry and Financial Markets Association's annual meeting in New York on Tuesday, October 27. Responsibility for identifying potential risks related to investing in those products will fall primarily on the SEC's newly formed division of risk, strategy and financial innovation. That unit, which was formed last month, combined the agency's office of economic analysis and its risk assessment division.
|
Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |