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DOL Proposes Rules on Investment Advice for 401(k) Plans and IRAs
Morgan Lewis Link to more items from this source
[Guidance Overview]
Mar. 2, 2010

6 pages. Excerpt: The regulations would provide guidance on the exemption's requirements for fee-leveling and computer model arrangements, and include a nonmandatory model form that advisers may use to satisfy the fee disclosure requirement. They are substantially the same as the prior proposed regulations, except they do not include a class exemption that would expand on the exemptive relief in the statute.

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