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Dealing with Regulations on Offering Investment Advice to Retirement Plan Participants
On Wall Street Link to more items from this source
[Opinion]
Mar. 29, 2010
Excerpt: [A] 40-page document of new regulations from the Department of Labor was released in February. It set out to ease the challenges of offering investment advice to retirement plan participants and to lessen any conflicts of interest. We think these rules could have a negative impact on advisors and may raise more questions than they answer. The easiest way to grasp the new regs is to understand what they mean to you. Here are some scenarios.

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