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Ubiquity Retirement + Savings
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Form 5500 Schedule C: Reporting Other Indirect Compensation of Key Service Providers
FIS Relius Link to more items from this source
[Guidance Overview]
Apr. 7, 2010

Excerpt: Line 3 reports OIC received by key service providers. It does not report EIC or direct compensation.... Key service providers are fiduciaries and service providers who provide contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services. Notice that this is a functional definition. What matters are the services you perform, not the title you give yourself. Investment advisory services include advice to participants and advice to the plan.

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