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Investment Advice Prohibited Transaction Exemption: Proposed Regulations
Miller & Chevalier Link to more items from this source
[Guidance Overview]
Apr. 8, 2010
Excerpt: The comment period is open until May 5, 2010. The DOL has already received and considered comments on the bulk of the language in the re-released proposed regulations since, for the most part, the re-released regulations are identical to the Bush 2008 proposed regulations. Therefore, it is unlikely that much will change in the final regulations on those aspects of the regulations. Whether some of the issues pertaining to investment advice that are raising concern survive after the comment period is an open question that will have to await the issuance of the final regulations.

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