AimPoint Pension
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Compass
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Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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401(k) Suitability or Fiduciary? Two Different Sets of Rules
401kHelpCenter.com [Opinion] May 21, 2010 "The majority of the public does not understand the two different rules under which financial advisors operate.... More specifically, broker dealers, insurance salespersons or any other financial company representative operate under the 'Suitability Standard,' ... Registered Investment Advisors (RIA) or an ERISA appointed Fiduciary must operate under the 'Fiduciary Standard'[.]" |
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