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401(k) Retirement Plan Administrator

BDS Consulting Group
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Principal Legal Content Specialist - Benefits

Bloomberg Industry Group
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401(k) Retirement Plan Administrator

Heritage Pension Advisors, Inc.
(Telecommute / Commack NY)

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Ubiquity Retirement + Savings
(Telecommute / San Francisco CA / AZ / CO / FL / IL / KY / LA / MA / NC / NJ / NV / NY / OH / OR / RI / SC / TN / TX / WA)

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401(k) Plan Administrator

Pension Investors Corp
(Telecommute / Hollywood FL)

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Defined Benefit Plan Administrator

Pension Investors Corp of Orlando Inc
(Telecommute / Altamonte Springs FL)

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Client Services Manager

Pinnacle, An NPPG Company
(Delray Beach FL)

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The 401(k) Broker's Dilemma (PDF)
Unitfied Trust Company Link to more items from this source
June 8, 2010
6 pages. Excerpt: If you are a fiduciary but your broker/dealer does not permit you to acknowledge it, you'll either need to stop being a fiduciary or your broker/dealer will be required to acknowledge your (and probably their) fiduciary status and specific fiduciary duties. If you are a broker, and your broker/dealer will not let you acknowledge providing any service other than selling products and providing generic participant education (a common stance), you will be required to have a written contract that says so, and unfortunately this is not a very compelling value proposition.

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