DOL Proposal of Significant Changes to 'Investment Advice' Fiduciary Status Definition (PDF)

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DOL Proposal of Significant Changes to 'Investment Advice' Fiduciary Status Definition (PDF)
Morgan Lewis

[Guidance Overview]
Nov. 2, 2010

9 pages. Excerpt: The proposal, in its present form, would greatly expand the types of services to be treated as subject to the ERISA fiduciary responsibility rules, potentially increasing the liability exposure for firms that provide these types of services to employee benefit plans.

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