Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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The ERISA-Fiduciary Exclusion Contained in Most E&O Policies
Business of Benefits [Opinion] Jan. 26, 2011 "[A] question that should be foremost on the mind of every registered representative who provides services to qualified plans [is] will I be left without insurance coverage (i.e. 'naked') if I am deemed to be a fiduciary as a result of providing investment advice to my plan clients?" |
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