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The ERISA-Fiduciary Exclusion Contained in Most E&O Policies
Business of Benefits Link to more items from this source
[Opinion]
Jan. 26, 2011

"[A] question that should be foremost on the mind of every registered representative who provides services to qualified plans [is] will I be left without insurance coverage (i.e. 'naked') if I am deemed to be a fiduciary as a result of providing investment advice to my plan clients?"

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