Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Bates & Company, Inc.
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Investment Advice for Plan Participants: Final Regulations (PDF)
Seyfarth Shaw LLP [Guidance Overview] Dec. 6, 2011 It is not uncommon for plans to offer general investment education, but these regulations describe arrangements that go a step further and provide individualized advice. This is an important difference, because providing investment education generally is not a fiduciary act, while providing advice for a fee is. |
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