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Are 401(k) Plan Sponsors Making the Fiduciary Grade?
Fiduciary News; free registration required Link to more items from this source
Jan. 25, 2012

It makes sense for 401k plan sponsors to ... grade their plan on each of the Five Areas of Fiduciary Liability: 1) Regulatory Compliance ? State and Federal; 2) Independence of Providers ? Service Vendors Conflicts of Interest; 3) Integrated Investment Policy Statement; 4) Documented Investment Due Diligence; and, 5) Trustee and Participant Education.

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