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401(k) Plans: Potential Commodity Pool Issues in the United States
Dechert LLP Link to more items from this source
Feb. 28, 2013
"While a number of Participant-Directed Plans are the subject of exclusion notices that have been filed with the NFA by trustees, named or designated fiduciaries, or employers, many such plans -- and indeed maybe the overwhelming majority of such plans -- are not the subject of NFA exclusion filings. ... [R]ecently [there] has been increased concern by some that those in charge of Participant-Directed Plans should consider whether to file an NFA notice (and make related disclosure to plan participants and beneficiaries)."

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