Loan & Distribution Specialist AimPoint Pension
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Compass
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Hall County Government
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AimPoint Pension
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Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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SEC Commissioner Calls for Uniform Fiduciary Standard for Investment Industry
FinancialPlanning; free registration required May 20, 2013 "Having a uniform standard for both investment advisors and broker-dealers would create a more level playing field for investors, who often aren't aware of the different responsibilities each has to clients, [SEC Commissioner Elisse] Walter said. 'The more important point is [that] depending on who I hire, I get different levels of care and different rules applicable and that, to me, has never made any sense,' said Walter." |
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