Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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Uniform Fiduciary Standard Debate Lingers
FinancialPlanning; free registration required June 13, 2013 "The future of a uniform fiduciary standard regulating the broker-dealer and RIA space is unlikely, according to Barbara Roper, director of investor protection for the Consumer Federation of America.... Increased regulatory oversight on RIAs may be in the best interests of wirehouses, which have long been suffering from a talent drain ... The reason? Because it would help level the playing field and reduce RIA competition." |
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