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Recent Studies on Rollovers Identify Emerging Issues
October Three Consulting Link to more items from this source
July 2, 2013

"Two recent reports ... focus on the issue of advisor conflicts of interest, particularly in the distribution/rollover context, and the consequences for retirement savings.... Both reports make an argument for robust regulation of the distribution/rollover process and of advisor conflicts of interest both in the context of a re-proposed re-definition of ERISA fiduciary and more generally.... Many of the changes suggested ... would mandate changes in sponsor practice."

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