Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Defined Benefit Consultant/Enrolled Actuary Pension Plan Specialists, PC
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Pollard & Associates
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Greenline Wealth Management
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Great Lakes Pension Associates, Inc.
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Retirement Solutions Specialists
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New York City District Council of Carpenters Benefit Funds
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Defined Contribution Account Manager Nova 401(k) Associates
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Retirement Planners and Administrators (RPA)
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Fringe Benefit Group
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Senior Specialist 401k Recordkeeping T Bank N.A.
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Fiduciary Duty Boosts Revenue, Not Compliance Costs, According to Financial Planning Coalition
InvestmentNews July 8, 2013
"[T]he Financial Planning Coalition argued that the [SEC] should adopt a uniform fiduciary standard for retail investment advice, which would raise advice requirements for brokers. [The Coalition] supported such a move [with a] survey showing that 55% of registered investment advisers and 46% of registered representatives acting as fiduciaries experienced more than 10% in annual asset growth from 2007 to 2011. Those numbers compared with 29% for registered reps who are not fiduciaries and charge commissions."
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