Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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Compass
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Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Wells Fargo Comment Letter to SEC on Duties of Brokers, Dealers and Investment Advisers (PDF)
Wells Fargo [Opinion] July 8, 2013 "Wells Fargo's support for a uniform fiduciary duty is conditioned on the SEC's conduct of a proper cost-benefit analysis, and upon the adoption of a cost-effective standard that preserves investor choice, is business model neutral and avoids regulatory conflict or duplication.... Wells Fargo also notes that the Commission currently has access to an extensive body of existing research comparing standards of care for brokers, dealers and investment advisers." |
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