Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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AimPoint Pension
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Compass
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Loan & Distribution Specialist AimPoint Pension
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AARP Comment Letter to SEC on Duties of Brokers, Dealers and Investment Advisers (PDF)
AARP [Opinion] July 28, 2013 "The fiduciary standard should be no less stringent than the existing fiduciary duty standard under the Investment Advisers Act of 1940 ... The standard should be based on the core principle that when providing personalized investment advice to retail customers, a financial adviser -- no matter how they market themselves, what their business model is, or what their registration status is -- must always act in the best interests of those customers." |
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