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Key Facts and Frequently Asked Questions About the ERISA Section 3(16) Fiduciary Role (PDF)
Roland|Criss Link to more items from this source
Feb. 25, 2014
Topics include: What Is a 3(16) Fiduciary? ... Why Is the 3(16) Role Important Right Now? ... Department of Labor (DOL) Enforcement Statistics ... Plan Sponsor Question: "Why Didn't We Already Have a 3(16) in Place?" ... 3(16) Responsibilities ... What Are the Benefits to the Plan Sponsor of Engaging a 3(16)? ... What Are the Benefits to the Advisor of Engaging a 3(16)? ... If the Plan Sponsor Hires a 3(16), What Is the Plan Sponsor's Remaining Fiduciary Obligation to the Plan?

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