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Does SEC Chair Mary Jo White Possess Courage? Do We?
Ron A. Rhoades, JD, CFP [Opinion] Mar. 12, 2014
"With SEC Chair Mary Jo White informing the financial services industry that a decision on whether, and how, to move forward with the fiduciary standard is due by the end of this year, the outlook for the fiduciary standard remains cloudy, at best.... [I]n all likelihood there are two commissioners in favor with moving forward ... to impose, by rule, fiduciary standards on brokers providing investment advice, and two commissioners are opposed (and favor enhancing disclosures, only).... While some fiduciary advocates believe that the SEC Chair is opposed to fiduciary standards, there is no concrete evidence of such a stance. There are many possible outcomes by the end of this year."
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