Regional Vice President of Sales The Retirement Plan Company
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Bates & Company, Inc.
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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Once Again, 'It's the Fees, Stupid.'
Harrison Fiduciary Group May 29, 2014 "ERISA imposes a regulatory regime which is materially different than the regulatory regime imposed by the securities laws. Whereas the securities laws rely heavily upon the 'sunshine' of disclosure, ERISA places affirmative duties on fiduciaries with respect to the investment and monitoring of plan assets.... At a minimum ... plan fiduciaries need to examine whether in fact a plan's private equity investment is subject to ERISA. If it is, then further diligence may be necessary." |
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