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IRA Rollover Advice May Be 'Hot Button Issue' In DOL's Re-Proposed Fiduciary Rule
Bloomberg BNA Link to more items from this source
June 11, 2014
"[T]he re-proposal may include guidance on how far advisers can go when recommending to participants that they take a distribution from their retirement plan and roll it over into an IRA before they become fiduciaries to that plan. It is possible the DOL will mimic guidance issued by [FINRA] in December 2013 that said a firm's recommendation that investors roll over their retirement plan assets to an IRA involves securities recommendations subject to FINRA rules[.]"

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