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SEC Urged to Move on Uniform Fiduciary Rule
FinancialPlanning; free registration required Link to more items from this source
Sept. 7, 2014

"Advocates for stronger fiduciary rules are calling on the head of the SEC to move forward with a proposal to impose a uniform standard of care for brokers and investment advisors, even if that means pushing the rules through a divided commission split along party lines.... Fiduciary advocates are also reiterating support for a separate and more controversial proceeding underway at the [DOL] ... Supporters of the DOL's fiduciary proposal argue that tighter rules to guard against conflicted advice in the IRA and 401(k) sector are long overdue in the defined-contribution era, when individuals shoulder more of the responsibility for saving and planning for retirement."

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