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SEC Chairman to Provide 'Clarity' on Her Fiduciary Stance
ThinkAdvisor Link to more items from this source
Nov. 10, 2014
"[SEC Chairman Mary Jo] White said [on November 10] that she would provide more 'clarity' as to her position regarding a uniform fiduciary rule in the 'short term,' despite the fact that the agency has not yet decided 'whether to do something or what to do' regarding such a rulemaking.... White declined to clarify ... how soon her opinions on a fiduciary rule would come, stating only that deciding whether to use the authority given to the SEC by the Dodd-Frank Act to put brokers under a fiduciary mandate is 'an issue that I've been focused on since I arrived, and certainly in this last fiscal year.' "

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