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| Are ETFs and Self-Directed Brokerage Accounts Available in 403(b) Plans? National Tax-Deferred Savings Association [NTSA]  Jan. 26, 2015 "If the ETF is not a registered investment company complying with IRC Section 851(a), it is not an eligible 403(b) investment; it is a misconception that all ETFs are eligible.... ETFs are continuously valued throughout the day unlike mutual funds which are valued daily. Most plan recordkeeping platforms are designed for daily-valued investments, which presents another challenge." |
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