Retirement Plan Consultants
Nicholas Pension Consultants
Farmer & Betts, Inc.
Loren D. Stark Company
RTD Financial Advisors
Kentucky Trust Company
EPIC Retirement Plan Services
ERISA Services, Inc.
Plumbers Local Union No. 1 Benefit Funds
Hochheiser Deutsch & Co, Inc.
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
|SEC Proposes Disclosure Rules for Hedging Transactions by Directors, Officers, and Employees|
Paul Hastings LLP
Feb. 28, 2015
"Interestingly, the SEC did not confine its Proposed Rules to executive officers and directors. Nor does the proposal relate only to transactions that hedge against equity-based awards. In addition to directors and officers, the Proposed Rules extend to all employees, who may own very small portions of the company. The Proposed Rules also include any hedging transaction that affects these individuals' stock awards or direct stock ownership of the company's securities (or those of any parent or subsidiaries)[.]"
|Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the link above).|
|An important word about authorship: BenefitsLink® is providing a hypertext link to the item shown above, but is not the author of the item (unless otherwise specified).|