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DOL Fiduciary Rule to Revamp Regulation of Advice to Plans and IRAs
Morgan Lewis Link to more items from this source
[Guidance Overview]
Apr. 16, 2015

"The proposal includes a revised and broader definition of activities that would result in fiduciary status, a series of limited exceptions to fiduciary status, a package of new prohibited transaction exemptions, amendments to current exemptions for existing and newly covered fiduciaries (as well as nonfiduciaries), and a new regulatory impact analysis."

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