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When a Committee of One Runs a 401(k)
planadviserLink to more items from this source
May 5, 2015
"[M]ost new sponsors of small or micro plans are unaware of the critical duties of prudence, loyalty and diversification of investments that a fiduciary to a plan assumes under [ERISA] ... How does an adviser best serve such clients, for whom the retirement plan is just another benefit to offer and not understood as the source of personal liability it potentially could be?"

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